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Phase Diagrams & Equilibria

Understanding binary phase diagrams, lever rule, and phase transformations

1 What is a Phase Diagram?

A phase diagram is a graphical representation showing the equilibrium phases present in a material system as a function of temperature, pressure, and composition. For materials science, we typically work with temperature-composition diagrams at constant pressure (1 atm).

Phase diagrams answer critical questions:

Key Terms

Phase: A physically distinct and chemically homogeneous portion of a system with definite boundaries.

Component: Chemical species that make up the system (e.g., Cu and Ni in a Cu-Ni alloy).

Equilibrium: The state where no further changes occur with time at constant temperature and pressure.

Solubility Limit: Maximum concentration of a solute that can dissolve in a solvent while maintaining a single phase.

2 Gibbs Phase Rule

The Gibbs phase rule relates the number of phases, components, and degrees of freedom in a system at equilibrium:

$$F = C - P + 2$$

Where: $F$ = degrees of freedom, $C$ = number of components, $P$ = number of phases

For systems at constant pressure (most materials applications):

$$F = C - P + 1$$

Degrees of Freedom (F): Number of variables (temperature, pressure, composition) that can be changed independently without changing the number of phases in equilibrium.

Example: Pure Water

For pure water (C = 1) at the triple point where ice, liquid water, and vapor coexist (P = 3):

$$F = 1 - 3 + 2 = 0$$

Zero degrees of freedom means the triple point occurs at exactly one temperature and pressure. You cannot change T or P without losing one of the phases.

3 Binary Isomorphous Systems

The simplest type of binary phase diagram occurs when two metals are completely soluble in both liquid and solid states. The Cu-Ni system is a classic example.

Key Features

Reading the Diagram

At any point in the two-phase region:

  1. Draw a horizontal line (isotherm or tie line) at the temperature of interest
  2. The composition where the tie line intersects the liquidus gives the liquid composition ($C_L$)
  3. The composition where the tie line intersects the solidus gives the solid composition ($C_S$)
  4. Use the lever rule to find the relative amounts of each phase

4 The Lever Rule

The lever rule allows us to calculate the relative amounts (fractions) of phases present in a two-phase region. Think of it like a physical lever or seesaw.

Weight fraction of liquid phase:

$$W_L = \frac{C_S - C_0}{C_S - C_L}$$

Weight fraction of solid phase:

$$W_S = \frac{C_0 - C_L}{C_S - C_L}$$

Where: $C_0$ = overall composition, $C_L$ = liquid composition, $C_S$ = solid composition

Example: Cu-Ni Alloy

A Cu-40wt%Ni alloy at 1250°C. From the phase diagram:

  • Liquidus intersection: $C_L$ = 32 wt% Ni
  • Solidus intersection: $C_S$ = 45 wt% Ni
  • Overall composition: $C_0$ = 40 wt% Ni

Fraction of liquid:

$$W_L = \frac{45 - 40}{45 - 32} = \frac{5}{13} = 0.385 = 38.5\%$$

Fraction of solid:

$$W_S = \frac{40 - 32}{45 - 32} = \frac{8}{13} = 0.615 = 61.5\%$$

Notice: $W_L + W_S = 1$ (as it must)

Lever Rule Memory Trick

The lever rule works like a seesaw. The fraction of one phase equals the length of the lever arm on the opposite side divided by the total lever length. That's why the numerator for liquid fraction uses the solid composition ($C_S$).

5 Eutectic Phase Diagrams

A eutectic system contains a special point called the eutectic point, where a liquid transforms directly into two solid phases upon cooling. The Pb-Sn system is a common example used in soldering.

Key Features

Phase Regions in Eutectic Systems

Region Phases Present Description
L Liquid Single liquid phase
α Alpha solid solution Solute B dissolved in solvent A
β Beta solid solution Solute A dissolved in solvent B
α + L Alpha + Liquid Two-phase region
β + L Beta + Liquid Two-phase region
α + β Alpha + Beta Two solid phases

6 Eutectic and Other Invariant Reactions

Invariant reactions occur at specific temperatures and compositions where three phases coexist. At these points, F = 0 (no degrees of freedom).

Common Invariant Reactions

Eutectic: One liquid becomes two solids upon cooling

$$L \rightarrow \alpha + \beta$$

Example: Pb-Sn at 183°C

Eutectoid: One solid becomes two different solids

$$\gamma \rightarrow \alpha + \beta$$

Example: Fe-C (austenite to ferrite + cementite) at 727°C

Peritectic: One solid plus liquid becomes a different solid

$$\alpha + L \rightarrow \beta$$

Example: Pt-Ag system

7 The Iron-Carbon System

The Fe-C phase diagram is one of the most important in materials science because it governs the heat treatment of steels. We focus on the Fe-Fe₃C (iron-cementite) metastable diagram.

Important Phases

Critical Compositions

Steel Classifications

8 Microstructure Development

The phases shown on a phase diagram translate directly into microstructures you can observe under a microscope. Understanding how to predict microstructure from a phase diagram is essential for materials design.

Steps to Predict Microstructure

  1. Identify all phases present at the temperature of interest
  2. Use the lever rule to find the fraction of each phase
  3. Determine which phase formed first (primary or proeutectoid phase)
  4. Consider the morphology: Will it be lamellar, spherical, dendritic?

Example: Hypoeutectoid Steel (0.4 wt% C)

Cooling from austenite region to room temperature:

  1. Above 727°C: Ferrite begins to form at grain boundaries (proeutectoid ferrite)
  2. At 727°C: Remaining austenite (0.76 wt% C) transforms to pearlite via eutectoid reaction
  3. Final microstructure: White regions of ferrite + dark lamellar regions of pearlite

Using the lever rule at just above 727°C:

Fraction of proeutectoid ferrite = $(0.76 - 0.4)/(0.76 - 0.022) \approx 49\%$

Fraction of pearlite = $(0.4 - 0.022)/(0.76 - 0.022) \approx 51\%$

Key Microstructural Terms

Proeutectoid: Phase that forms before the eutectoid reaction (proeutectoid ferrite or proeutectoid cementite).

Primary Phase: First solid phase to form from the liquid during solidification.

Pearlite: Lamellar structure of alternating ferrite and cementite layers, forms from eutectoid reaction.

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